Regulatory Information

Please find below all useful documentation regarding regulatory information:

Mirova

• Remuneration Policy
• Swing Pricing Policy
• Brexit – Information on the Eligibility of Funds to the Equity Savings Plan
• Anti-corruption Policy
• Policy for Processing Complaints
• Policy for Withholding Tax
• MIFID Engagements
• UK Stewardship Code

Mirova US LLC

• Form ADV

All these documents are also available on request from the Distribution Services Department.

• By email to [email protected]
• By post to:

MIROVA
Investor Relations
59 avenue Pierre Mendès France 
75013 Paris

Whistleblower reporting process 

This system allows any person who meets the definition of a whistleblower as defined by the law of March 21, 2022, who has witnessed an act or inappropriate behavior, to report it to the competent body using the whistleblowing system of Groupe BPCE’s Global Financial Services (GFS) business lines.

Reports must be made on the Whispli platform available at this address: https://bpce.whispli.com/speakup?locale=en

You can also refer to the Compliance section of the Groupe BPCE website which describes the whistleblower reporting process of the Groupe, accessible via this link: https://groupebpce.com/en/the-group/compliance.

French Fonds de Garantie des Dépôts et de Résolution (FGDR) Mechanism

Mirova SA adheres, in accordance with French law, to the guarantee of management services administered by the French Fonds de Garantie des Dépôts et de Résolution (FGDR). The purpose of this guarantee is to reimburse, up to a limit of €20,000 per investor:

• Cash and securities that the management company holds in violation of the prohibition against holding its clients' assets, which it can no longer return (in the context of providing an investment service), and
• Shares or units registered in the name of the funds that it manages, which it is unable to return.

The following points are key information:

• The guarantee aims to reimburse the loss of securities under the conditions stipulated by law and does not compensate for any decrease in their value;
• Individuals excluded from compensation under Article L. 312-4-1 of the French Monetary and Financial Code are not eligible for this guarantee mechanism;
• The management company cannot hold the securities and cash of its clients.